AO
Governance

Disciplinary Records

Confidential register of investigations, warnings and outcomes — partner and HR access only.

Open Cases
1
Warnings (12m)
3
Closed (12m)
5
Regulator Referrals
0
Register
RefEmployeeCategoryStageOwnerStatus
DIS-2026-003REDACTED — EMP-039Time-recording integrityInvestigationGrace M.Open
DIS-2026-002REDACTED — EMP-018Confidentiality lapseWarning issuedKelvin B.Closed
DIS-2026-001REDACTED — EMP-041AttendanceVerbal warningGrace M.Closed
DIS-2025-012REDACTED — EMP-030IT policy breachFinal warningAisha B.Closed
Policy Reminders
  • All disciplinary actions require dual sign-off (HR + Partner)
    Rule
  • Employees have the right to be accompanied at hearings
    Rule
  • Records retained 6 years from closure
    Retention
  • Serious cases must be reviewed for regulator notification
    Escalation