Compliance
Compliance Dashboard
Regulatory, ethical and internal compliance posture across every jurisdiction and practice.
Overall Score
81
Open Findings
12
Regulator Notices
2
Audit Confidence
92%
Compliance Posture
Firm Compliance
Solid
AML / KYC94
Data Protection88
Conflicts82
Confidentiality71 · drag
Records & Retention78
Open Findings
| Ref | Finding | Regime | Owner | Severity | Due |
|---|---|---|---|---|---|
| CMP-2026-014 | Retention gap on closed matters (>7y) | Records | Kelvin Brooks | Med | 10d |
| CMP-2026-013 | Two-factor missing on 4 legacy accounts | Security | Aisha Bello | Med | 5d |
| CMP-2026-012 | Conflict-screening lag > 24h on 3 matters | Ethics | A. Okafor | High | 3d |
| CMP-2026-011 | Confidentiality policy ack rate 71% | Policy | Grace Mensah | Med | 7d |
| CMP-2026-010 | NDPA cross-border SCC not appended on 2 files | Data | Kelvin Brooks | Med | 14d |